A polynomial equation has the form \(p(x) = 0\) where \(p(x)\) is a polynomial.
Form: \(ax + b = 0\) where \(a \neq 0\)
Solution: \(x = -\frac{b}{a}\)
Example: Solve \(3x - 7 = 5\)
\(3x = 12 \Rightarrow x = 4\)
Form: \(ax^2 + bx + c = 0\) where \(a \neq 0\)
Methods:
The Discriminant: \(\Delta = b^2 - 4ac\)
| Discriminant | Nature of Roots |
|---|---|
| \(\Delta > 0\) | Two distinct real roots |
| \(\Delta = 0\) | One repeated real root |
| \(\Delta < 0\) | Two complex conjugate roots (no real roots) |
Example: Solve \(2x^2 - 5x - 3 = 0\)
Method 1 (Factoring): Find factors of \(ac = -6\) that sum to \(b = -5\): Numbers are \(-6\) and \(1\).
\(2x^2 - 6x + x - 3 = 2x(x - 3) + 1(x - 3) = (x - 3)(2x + 1) = 0\)
Solutions: \(x = 3\) or \(x = -\frac{1}{2}\)
Method 2 (Quadratic Formula):
$$x = \frac{5 \pm \sqrt{25 + 24}}{4} = \frac{5 \pm 7}{4}$$
\(x = \frac{12}{4} = 3\) or \(x = \frac{-2}{4} = -\frac{1}{2}\)
Strategies:
Rational Root Theorem: If \(p(x) = a_n x^n + \cdots + a_0\) has integer coefficients and \(\frac{p}{q}\) is a rational root (in lowest terms), then:
Example: Solve \(x^4 - 5x^2 + 4 = 0\)
This is quadratic in form. Let \(u = x^2\):
\(u^2 - 5u + 4 = 0\)
\((u - 4)(u - 1) = 0\)
\(u = 4\) or \(u = 1\)
Back-substitute: \(x^2 = 4 \Rightarrow x = \pm 2\) and \(x^2 = 1 \Rightarrow x = \pm 1\)
Solutions: \(x \in \{-2, -1, 1, 2\}\)
Example: Solve \(x^3 - 6x^2 + 11x - 6 = 0\)
By the Rational Root Theorem, possible rational roots are \(\pm 1, \pm 2, \pm 3, \pm 6\).
Test \(x = 1\): \(1 - 6 + 11 - 6 = 0\) ✓
Use synthetic division to factor out \((x - 1)\):
1 │ 1 -6 11 -6
│ 1 -5 6
────────────────────
1 -5 6 0
So \(x^3 - 6x^2 + 11x - 6 = (x - 1)(x^2 - 5x + 6) = (x - 1)(x - 2)(x - 3)\)
Solutions: \(x = 1, 2, 3\)
A rational equation contains at least one rational expression (fraction with variable in denominator).
Example: Solve \(\frac{3}{x-2} + \frac{2}{x+1} = \frac{5x-1}{(x-2)(x+1)}\)
Step 1: Domain restrictions: \(x \neq 2\) and \(x \neq -1\)
Step 2: LCD = \((x-2)(x+1)\). Multiply both sides:
\(3(x+1) + 2(x-2) = 5x - 1\)
\(3x + 3 + 2x - 4 = 5x - 1\)
\(5x - 1 = 5x - 1\)
This is an identity! The equation is true for all \(x\) in the domain.
Solution: All real numbers except \(x = 2\) and \(x = -1\), i.e., \(\mathbb{R} \setminus \{-1, 2\}\)
Example: Solve \(\frac{x}{x-3} = \frac{3}{x-3} + 2\)
Step 1: Domain restriction: \(x \neq 3\)
Step 2: Multiply by \((x-3)\):
\(x = 3 + 2(x-3)\)
\(x = 3 + 2x - 6\)
\(x = 2x - 3\)
\(-x = -3\)
\(x = 3\)
Step 3: Check: \(x = 3\) is excluded from the domain!
Solution: No solution (the equation has no solution; \(\emptyset\))
A radical equation contains a variable under a radical (square root, cube root, etc.).
Squaring is not a reversible operation: \(a = b \Rightarrow a^2 = b^2\), but \(a^2 = b^2 \not\Rightarrow a = b\).
Example: Solve \(\sqrt{2x + 3} = x\)
Step 1: The radical is already isolated.
Step 2: Square both sides:
\(2x + 3 = x^2\)
\(x^2 - 2x - 3 = 0\)
\((x - 3)(x + 1) = 0\)
\(x = 3\) or \(x = -1\)
Step 3: Verify:
Solution: \(x = 3\) only
Example: Solve \(\sqrt{x + 5} - \sqrt{x} = 1\)
Step 1: Isolate one radical:
\(\sqrt{x + 5} = 1 + \sqrt{x}\)
Step 2: Square both sides:
\(x + 5 = 1 + 2\sqrt{x} + x\)
\(4 = 2\sqrt{x}\)
\(\sqrt{x} = 2\)
Step 3: Square again:
\(x = 4\)
Step 4: Verify:
\(\sqrt{4 + 5} - \sqrt{4} = \sqrt{9} - 2 = 3 - 2 = 1\) ✓
Solution: \(x = 4\)
For odd roots, no verification is needed (cubing is one-to-one on \(\mathbb{R}\)).
Example: Solve \(\sqrt[3]{2x - 1} = 3\)
Cube both sides: \(2x - 1 = 27\)
\(x = 14\)
Solution: \(x = 14\) (no verification needed)
Equation: \(|A| = k\) where \(k \geq 0\)
Solution: \(A = k\) or \(A = -k\)
Example: Solve \(|3x - 5| = 7\)
\(3x - 5 = 7\) or \(3x - 5 = -7\)
\(x = 4\) or \(x = -\frac{2}{3}\)
Equation: \(|A| = |B|\)
Solution: \(A = B\) or \(A = -B\)
Example: Solve \(|2x - 1| = |x + 4|\)
Case 1: \(2x - 1 = x + 4 \Rightarrow x = 5\)
Case 2: \(2x - 1 = -(x + 4) \Rightarrow 2x - 1 = -x - 4 \Rightarrow 3x = -3 \Rightarrow x = -1\)
Verify:
Solution: \(x = 5\) or \(x = -1\)
If \(|A| = k\) where \(k < 0\), there is no solution (absolute value is never negative).
Form: \(a < x < b\) (equivalent to \(x > a\) AND \(x < b\))
The solution is the intersection of the individual solutions.
Example: Solve \(-3 < 2x + 1 \leq 7\)
Subtract 1: \(-4 < 2x \leq 6\)
Divide by 2: \(-2 < x \leq 3\)
Solution: \((-2, 3]\)
Form: \(x < a\) OR \(x > b\)
The solution is the union of the individual solutions.
Example: Solve \(x - 3 < -2\) or \(x + 1 > 6\)
\(x < 1\) or \(x > 5\)
Solution: \((-\infty, 1) \cup (5, \infty)\)
Strategy for solving \(f(x) > 0\) (or \(<\), \(\geq\), \(\leq\)):
Example: Solve \((x - 2)(x + 1)(x - 5) > 0\)
Step 1: Already factored. Critical points: \(x = -1, 2, 5\)
Step 2: Sign chart:
| Interval | \((x-2)\) | \((x+1)\) | \((x-5)\) | Product |
|---|---|---|---|---|
| \(x < -1\) | \(-\) | \(-\) | \(-\) | \(-\) |
| \(-1 < x < 2\) | \(-\) | \(+\) | \(-\) | \(+\) |
| \(2 < x < 5\) | \(+\) | \(+\) | \(-\) | \(-\) |
| \(x > 5\) | \(+\) | \(+\) | \(+\) | \(+\) |
Step 3: We need product \(> 0\) (positive), which occurs in \((-1, 2)\) and \((5, \infty)\)
Solution: \((-1, 2) \cup (5, \infty)\)
Example: Solve \(\frac{x - 3}{x + 4} \geq 2\)
Step 1: Move all terms to one side.
\(\frac{x - 3}{x + 4} - 2 \geq 0\)
\(\frac{x - 3 - 2(x + 4)}{x + 4} \geq 0\)
\(\frac{-x - 11}{x + 4} \geq 0\)
Step 2: Find critical points.
Numerator zero: \(-x - 11 = 0 \Rightarrow x = -11\)
Denominator zero: \(x + 4 = 0 \Rightarrow x = -4\) (excluded from domain)
Step 3: Sign chart.
| Interval | \((-x - 11)\) | \((x + 4)\) | Quotient |
|---|---|---|---|
| \(x < -11\) | \(+\) | \(-\) | \(-\) |
| \(-11 < x < -4\) | \(-\) | \(-\) | \(+\) |
| \(x > -4\) | \(-\) | \(+\) | \(-\) |
Step 4: Identify solution.
We need quotient \(\geq 0\):
Answer: \([-11, -4)\)
Solve: \(x^2 - 7x + 12 = 0\)
Solve: \(\frac{2}{x-1} - \frac{3}{x+2} = 1\)
Solve: \(\sqrt{3x - 2} = 4\)
Solve the inequality: \(x^2 - 4x - 5 \leq 0\)
Solve: \(\sqrt{x+3} + \sqrt{x-1} = 4\)
Solve the inequality: \(\frac{x-3}{x+4} \geq 2\)
Let \(f(x) = x^3 - 3x + 1\).
Find all \(\lambda\) for which \(A - \lambda I = \begin{pmatrix} 3 - \lambda & 1 \\ 4 & 3 - \lambda \end{pmatrix}\) is singular.
The equation \(x = \cos(x)\) has a unique solution in \([0, \pi/2]\).
Solve the inequality that determines when \(f(x) = ax^2 + bx + c\) (with \(a > 0\)) satisfies \(f(x) > 0\) for all real \(x\).
Solve \(x^2 - 7x + 12 = 0\)
Method: Factoring
Need two numbers with product 12 and sum -7.
Numbers: -3 and -4
\(x^2 - 7x + 12 = (x - 3)(x - 4) = 0\)
Solutions: \(x = 3\) or \(x = 4\)
Verification:
Solve \(\frac{2}{x-1} - \frac{3}{x+2} = 1\)
Step 1: Domain restrictions: \(x \neq 1, -2\)
Step 2: LCD = \((x-1)(x+2)\). Multiply:
\(2(x+2) - 3(x-1) = (x-1)(x+2)\)
Step 3: Expand:
\(2x + 4 - 3x + 3 = x^2 + x - 2\)
\(-x + 7 = x^2 + x - 2\)
\(0 = x^2 + 2x - 9\)
Step 4: Use quadratic formula:
\(x = \frac{-2 \pm \sqrt{4 + 36}}{2} = \frac{-2 \pm \sqrt{40}}{2} = \frac{-2 \pm 2\sqrt{10}}{2} = -1 \pm \sqrt{10}\)
Step 5: Check domain:
\(x = -1 + \sqrt{10} \approx 2.16\) ✓
\(x = -1 - \sqrt{10} \approx -4.16\) ✓
Both are valid (neither equals 1 or -2)
Solutions: \(x = -1 \pm \sqrt{10}\)
Solve \(\sqrt{3x - 2} = 4\)
Step 1: Radical is isolated. Square both sides:
\(3x - 2 = 16\)
Step 2: Solve:
\(3x = 18\)
\(x = 6\)
Step 3: Verify:
\(\sqrt{3(6) - 2} = \sqrt{16} = 4\) ✓
Solution: \(x = 6\)
Solve \(x^2 - 4x - 5 \leq 0\)
Step 1: Factor:
\((x - 5)(x + 1) \leq 0\)
Step 2: Critical points: \(x = -1, 5\)
Step 3: Sign chart:
| Interval | \((x-5)\) | \((x+1)\) | Product |
|---|---|---|---|
| \(x < -1\) | \(-\) | \(-\) | \(+\) |
| \(-1 < x < 5\) | \(-\) | \(+\) | \(-\) |
| \(x > 5\) | \(+\) | \(+\) | \(+\) |
Step 4: We need product \(\leq 0\) (negative or zero)
Negative in \((-1, 5)\), zero at \(x = -1\) and \(x = 5\)
Solution: \([-1, 5]\)
Solve \(\sqrt{x+3} + \sqrt{x-1} = 4\)
Step 1: Isolate one radical:
\(\sqrt{x+3} = 4 - \sqrt{x-1}\)
Step 2: Square both sides:
\(x + 3 = 16 - 8\sqrt{x-1} + (x-1)\)
\(x + 3 = 15 + x - 8\sqrt{x-1}\)
\(-12 = -8\sqrt{x-1}\)
\(\sqrt{x-1} = \frac{3}{2}\)
Step 3: Square again:
\(x - 1 = \frac{9}{4}\)
\(x = 1 + \frac{9}{4} = \frac{13}{4}\)
Step 4: Verify:
\(\sqrt{\frac{13}{4} + 3} + \sqrt{\frac{13}{4} - 1} = \sqrt{\frac{25}{4}} + \sqrt{\frac{9}{4}} = \frac{5}{2} + \frac{3}{2} = 4\) ✓
Solution: \(x = \frac{13}{4}\)
(This is the same as the example in Section 6.2)
Solve \(\frac{x - 3}{x + 4} \geq 2\)
Following the sign analysis method, we get:
\(\frac{-x - 11}{x + 4} \geq 0\)
Critical points: \(x = -11\) (numerator zero), \(x = -4\) (denominator zero)
After sign analysis, the quotient is non-negative on \([-11, -4)\)
Solution: \([-11, -4)\)
Let \(f(x) = x^3 - 3x + 1\)
(a) Show that \(f\) has exactly three real roots.
Step 1: Analyze the derivative.
\(f'(x) = 3x^2 - 3 = 3(x^2 - 1) = 3(x-1)(x+1)\)
Critical points: \(x = -1\) and \(x = 1\)
Step 2: Classify critical points.
\(f''(x) = 6x\)
Step 3: Evaluate \(f\) at critical points.
\(f(-1) = (-1)^3 - 3(-1) + 1 = -1 + 3 + 1 = 3 > 0\)
\(f(1) = (1)^3 - 3(1) + 1 = 1 - 3 + 1 = -1 < 0\)
Step 4: Analyze end behavior.
\(\lim_{x \to -\infty} f(x) = -\infty\) and \(\lim_{x \to +\infty} f(x) = +\infty\)
Step 5: Apply the Intermediate Value Theorem.
Since \(f\) is continuous:
Since a cubic has at most 3 real roots, \(f\) has exactly three real roots. ∎
(b) Prove that exactly one root lies in \((0, 1)\).
\(f(0) = 0 - 0 + 1 = 1 > 0\)
\(f(1) = 1 - 3 + 1 = -1 < 0\)
By IVT, there exists at least one \(c \in (0, 1)\) with \(f(c) = 0\).
For uniqueness: On \((0, 1)\), we have \(f'(x) = 3(x^2 - 1) < 0\) (since \(x^2 < 1\)).
Thus \(f\) is strictly decreasing on \((0, 1)\), so there can be at most one root.
Combined: Exactly one root in \((0, 1)\). ∎
(c) Newton's method convergence from \(x_0 = 0.5\).
Newton's method: \(x_{n+1} = x_n - \frac{f(x_n)}{f'(x_n)}\)
At \(x_0 = 0.5\):
Since:
Newton's method converges quadratically to the unique root in \((0, 1)\).
Theoretical justification: If \(x^*\) is a simple root and \(f''\) is continuous near \(x^*\), then for \(x_0\) sufficiently close to \(x^*\), Newton's method converges with order 2. ∎
Find all \(\lambda\) for which \(A - \lambda I = \begin{pmatrix} 3 - \lambda & 1 \\ 4 & 3 - \lambda \end{pmatrix}\) is singular.
A matrix is singular if and only if its determinant is zero.
Step 1: Compute the determinant.
\(\det(A - \lambda I) = (3 - \lambda)(3 - \lambda) - (1)(4)\)
\(= (3 - \lambda)^2 - 4\)
\(= 9 - 6\lambda + \lambda^2 - 4\)
\(= \lambda^2 - 6\lambda + 5\)
Step 2: Set equal to zero and solve (characteristic equation).
\(\lambda^2 - 6\lambda + 5 = 0\)
Factor: \((\lambda - 5)(\lambda - 1) = 0\)
Step 3: Find eigenvalues.
\(\lambda = 5\) or \(\lambda = 1\)
Verification of properties:
Answer: The eigenvalues are \(\lambda = 1\) and \(\lambda = 5\).
The equation \(x = \cos(x)\) has a unique solution in \([0, \pi/2]\).
(a) Prove existence using IVT.
Define \(g(x) = x - \cos(x)\).
\(g(0) = 0 - \cos(0) = 0 - 1 = -1 < 0\)
\(g(\pi/2) = \pi/2 - \cos(\pi/2) = \pi/2 - 0 = \pi/2 > 0\)
Since \(g\) is continuous on \([0, \pi/2]\) and \(g(0) < 0 < g(\pi/2)\), by IVT, there exists \(c \in (0, \pi/2)\) such that \(g(c) = 0\), i.e., \(c = \cos(c)\). ∎
(b) Show the iteration is a contraction on \([0, 1]\).
For \(\phi(x) = \cos(x)\) to be a contraction on \([0, 1]\), we need \(|\phi'(x)| < 1\) for all \(x \in [0, 1]\).
\(\phi'(x) = -\sin(x)\)
\(|\phi'(x)| = |\sin(x)|\)
For \(x \in [0, 1]\):
Since \(\sin\) is increasing on \([0, 1]\) (as \(1 < \pi/2\)):
\(|\phi'(x)| = \sin(x) \leq \sin(1) \approx 0.841 < 1\) for all \(x \in [0, 1]\)
Therefore, \(\phi\) is a contraction with Lipschitz constant \(L = \sin(1) < 1\). ∎
(c) Linear convergence and \(\cos'(x^*)\).
For fixed-point iteration \(x_{n+1} = \phi(x_n)\), the convergence is linear with rate \(|\phi'(x^*)|\) when \(0 < |\phi'(x^*)| < 1\).
The error satisfies: \(|x_{n+1} - x^*| \approx |\phi'(x^*)| \cdot |x_n - x^*|\)
At the fixed point \(x^* \approx 0.739\):
\(|\cos'(x^*)| = |\sin(x^*)| = \sin(0.739) \approx 0.673\)
This means:
Interpretation: Since \(\cos'(x^*) \neq 0\), we get only linear convergence. If we wanted faster convergence, we could use Newton's method on \(g(x) = x - \cos(x)\), which would give quadratic convergence. ∎
Solve the inequality that determines when \(f(x) = ax^2 + bx + c\) (with \(a > 0\)) satisfies \(f(x) > 0\) for all real \(x\).
Step 1: Understand the geometry.
Since \(a > 0\), the parabola opens upward. For \(f(x) > 0\) for all \(x\), the parabola must lie entirely above the x-axis.
This happens if and only if the parabola has no real roots.
Step 2: Apply the discriminant condition.
The quadratic \(ax^2 + bx + c = 0\) has no real roots when:
\(\Delta = b^2 - 4ac < 0\)
Step 3: State the condition.
$$b^2 - 4ac < 0$$
Or equivalently:
$$b^2 < 4ac$$
Answer: \(f(x) = ax^2 + bx + c > 0\) for all \(x \in \mathbb{R}\) if and only if \(a > 0\) and \(b^2 < 4ac\).
Connection to Analysis: This is equivalent to the condition for the quadratic form \(Q(x) = ax^2 + bx + c\) to be positive definite.
In linear algebra, for a \(2 \times 2\) symmetric matrix \(A = \begin{pmatrix} a & b/2 \\ b/2 & c \end{pmatrix}\), positive definiteness requires:
This generalizes to the Sylvester criterion for positive definiteness of \(n \times n\) matrices. ∎
| Technique | Where It Appears |
|---|---|
| Solving polynomial equations | Finding eigenvalues (characteristic polynomial) |
| Sign analysis | Optimization (determining where \(f'(x) > 0\)) |
| Rational equations | Partial fractions, resolvent equations |
| IVT for existence | Proving existence of roots, fixed points |
| Discriminant conditions | Positive definiteness, stability analysis |
Lesson M1.4: Functions — Definitions and Notation covers function concepts, domain/range, composition, inverses, and transformations — essential language for calculus and analysis.